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Case Study Video: The Duty to Disclose Material Conflicts of Interest When Recommending a Product Issued by an Affiliate

CFP Board provides short animated videos based on select Case Studies that apply the new Code and Standards to hypothetical factual circumstances.

June 23, 2020
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This video applies the Code of Ethics and Standards of Conduct’s duty to disclose material conflicts of interest when recommending a product issued by an affiliate.

 

 

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