Financial Planning Coalition Urges Congress to Support SEC in Establishing Fiduciary Standard of Conduct

On September 13, 2011, in a prepared statement for the record before the House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises, the Financial Planning Coalition urged Congress to put the interests of investors and small businesses first by supporting the SEC as it moves forward to establish a strong and uniform fiduciary standard of conduct for broker-dealers and investment advisers.

Read the Coalition’s statement (PDF, 95KB)